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FINRA Awards for Richard Pierre Louis

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0053403/16/2022Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): Richard Louis
Respondent Lawyers(s): Richard Pierre Louis
Arbitrator(s): Theresa Joan Rosenberg
Hearing Site: Atlanta, GA
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