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FINRA Awards for Harris Freedman

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Displaying 191-192 out of 192 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0076802/20/2019Claimant(s): Joseph Caselle
Claimant Lawyers(s): Harris Freedman
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Randi Spallina
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
18-0227001/23/2019Claimant(s): Leila Gough
Claimant Lawyers(s): Harris Freedman
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoffrey Beckham
Arbitrator(s): Herb Schwartz
Hearing Site: San Francisco, CA

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