Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00172 | 09/05/2017 | Claimant(s): Thomas Lindia Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cetera Investment Services LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): Robert E. Anderson Hearing Site: Wilmington, DE | ||
| 16-03159 | 08/25/2017 | Claimant(s): Jeffrey Thoele Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Next Financial Group., The O.N. Equity Sales Company, Walnut Street Securities. Respondent Lawyers(s): Jeremy Carr, John Unger, Mark E. Elsener Arbitrator(s): Brett W. Olander Hearing Site: Minneapolis, MN |