FINRA Awards for Emily B. Boote

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00857	10/12/2012	Claimant(s): U.S. Bancorp Investments. Claimant Lawyers(s): Scott T. Earl Respondent(s): Peter Ryan Respondent Lawyers(s): Peter Remington Ryan Arbitrator(s): Emily B. Boote Hearing Site: Minneapolis, MN
10-03277	08/05/2011	Claimant(s): Claire Chen Custodial Account, Joelle Chen Custodial Account, Marcus Chen Custodial Account, Katy Chen Roth IRA, Teh Chen Roth IRA, Katy Chen and Ten Chen JT Claimant Lawyers(s): Michael S. MacDonald Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Emily B. Boote Hearing Site: Minneapolis, MN		Expungement
09-04506	06/06/2011	Claimant(s): Shirley Larson, Wallace Larson Claimant Lawyers(s): Christopher A. Grgurich Respondent(s): Howard Egeland Respondent Lawyers(s): Howard J. England Arbitrator(s): Emily B. Boote, Douglas J. Nesbit, Robert Drae Venters Hearing Site: Minneapolis, MN		$363,000
05-04974	11/14/2007	Claimant(s): Jennifer Jensen, Jody Jensen Claimant Lawyers(s): Lawrence L. Klayman Respondent(s): Spectrum Capital. Respondent Lawyers(s): Gerry Kowalski Arbitrator(s): Emily B. Boote, Scott R. Jensen, Sandra L. Shearer Hearing Site: Rapid City, SD		$20,000