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FINRA Awards for Eric A. Kuwana

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0140308/16/2021Claimant(s): Katalyst Securities LLC
Claimant Lawyers(s): Adam B. Oppenheim
Respondent(s): Marker Therapeutics.
Respondent Lawyers(s): Eric A. Kuwana
Arbitrator(s): John F. Duane, Robert E. Anderson, David Stein
Hearing Site: New York, NY

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