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FINRA Awards for Joel W. Carter

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0312505/22/2009Claimant(s): Joel W. Carter, IRA, Louise Carter, TTEE for Carter Family
Claimant Lawyers(s): Marnie C. Lambert
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Audette Paul Morales
Arbitrator(s): Joseph C. Watson
Hearing Site: Los Angeles, CA
Checkmark Icon$5,825

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