Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04441 | 10/15/2010 | Claimant(s): Debra White Claimant Lawyers(s): John White Respondent(s): CapWest Securities., Capstone Financial Group. Respondent Lawyers(s): Gregory Sherwin Arbitrator(s): Dennis Dowd, Steven Meyrich, Thomas R. Bromberg Hearing Site: Denver, CO | ||
| 09-02054 | 07/09/2010 | Claimant(s): Brett Eliason, E. Finch, Veronique Eliason, Daydream Trading, NBF Capital Claimant Lawyers(s): Matthew R. Lewis Respondent(s): TD Ameritrade. Respondent Lawyers(s): Janine M. Lucas Arbitrator(s): A. O. Headman, Richard J. Lawrence, Thomas R. Bromberg Hearing Site: Salt Lake City, UT |  | $6,924,500 |
| 07-01765 | 08/13/2008 | Claimant(s): Charles Westley, Mary Westley, Charles Ross Westley Life Ins. Revoc., Westley Living Trust Claimant Lawyers(s): James S. Helfrich Respondent(s): All-Vest Securities. Respondent Lawyers(s): Richard Virzera Arbitrator(s): Michelle D. Conklin, Thomas R. Bromberg, James Gary Fitch Hearing Site: Denver, CO | | $133,000 |