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FINRA Awards for Carlos A. Rodriguez

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0194809/20/2017Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael T. Roche
Respondent(s): Carlos Rodriguez
Respondent Lawyers(s): Carlos A. Rodriguez
Arbitrator(s): Edward J. Lynch
Hearing Site: Dallas, TX

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