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FINRA Awards for Daniel H. Yaffe

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0049209/15/2008Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Juan Maldonado
Respondent Lawyers(s): Juan Javier Maldonado
Arbitrator(s): Daniel H. Yaffe
Hearing Site: San Juan, PR
07-0139904/25/2008Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Jeffrey L Cox
Respondent(s): Michael Gold
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Ned B. Young, Daniel H. Yaffe, Brian J. Kovack
Hearing Site: Boca Raton, FL
07-0019003/13/2008Claimant(s): Sagepoint Financial.
Claimant Lawyers(s): William Zeena
Respondent(s): Humbert Michini, Paul Gaydos
Respondent Lawyers(s): Humbert Michini, Paul Gaydos
Arbitrator(s): Robert S. Natiss, Daniel H. Yaffe, Kathy N. Novick
Hearing Site: Boca Raton, FL

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