FINRA Awards for San Juan, PR

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Displaying 141-150 out of 486 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02052	03/15/2023	Claimant(s): William Serralles Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
22-02170	03/13/2023	Claimant(s): Francisco Landivar Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR
22-02103	03/13/2023	Claimant(s): Ernest Musgrave Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
22-02279	02/17/2023	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
22-00616	02/07/2023	Claimant(s): Anita Brennan Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
22-01962	02/06/2023	Claimant(s): Isabel Haigler Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
22-01286	12/27/2022	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
22-00937	12/22/2022	Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
18-03640	12/20/2022	Claimant(s): Felipe Benedit Bueno, Janette Lindenmann, Benedit Holdings Co. Claimant Lawyers(s): Robert Wayne Pearce Respondent(s): Popular Securities. Respondent Lawyers(s): Nathan W. Lamb Arbitrator(s): Andrea U. Calve, G. Dennis Sheehan, Victor Calderon Hearing Site: San Juan, PR		Expungement
22-00981	11/16/2022	Claimant(s): Manuel Melendez Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rey Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR