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FINRA Awards for LIoyd B. Chinn

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0385506/27/2013Claimant(s): Darius Saib
Claimant Lawyers(s): Matthew J. McDonald
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): LIoyd B. Chinn
Arbitrator(s): Howard J. Stiefel, Carole L. Green, Bernard J. McGuire
Hearing Site: New York, NY

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