Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 05-05660 | 02/19/2008 | Claimant(s): AIG Financial Advisors. Claimant Lawyers(s): Abby Henig Respondent(s): Allen Darby Respondent Lawyers(s): John F. Hanzel Arbitrator(s): David P. McDuffee, John D. Robb, Michael C. Wittenberg, CPF, CLU, ChFC Hearing Site: Charlotte, NC | ||
| 06-02921 | 09/24/2007 | Claimant(s): Jennifer Smith Claimant Lawyers(s): Hans H. Huang Respondent(s): Chris Suarez, Ryan Ku, Brookstreet Securities Corporation Respondent Lawyers(s): H. Thomas Fehn, Ryan H. Ku Arbitrator(s): John R. Canada, Leonard E. Benade, David P. McDuffee Hearing Site: Raleigh, NC |  | Settlement |