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FINRA Awards for Nancy Mercado

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0639411/18/2010Claimant(s): David Earl, Estate of Sophie H. Bebb
Claimant Lawyers(s): James S. Helfrich
Respondent(s): Morgan Stanley & Co., Nancy Mercado
Respondent Lawyers(s): Cassandra Knight
Arbitrator(s): Bruce Brown, Daniel E. Wright, Hazel E. Hanley
Hearing Site: Denver, CO
Checkmark Icon$300

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