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FINRA Awards for Albert Montague

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0242810/13/2010Claimant(s): Albert Montague, Willard Rumley
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Diane M. Perry, Laila Asmar Folk, Robert B. Kane
Hearing Site: Boca Raton, FL

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