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FINRA Awards for David S. Neel

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0276002/25/2021Claimant(s): Robert Smith
Claimant Lawyers(s): Sarah K. Yates
Respondent(s): BBVA Securities.
Respondent Lawyers(s): David S. Neel, Jr.
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Birmingham, AL

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