| 15-03309 | 01/18/2017 | Claimant(s): Laudine L. Ploetz, 1985 Trust
Claimant Lawyers(s): Michael S. MacDonald
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Ryan G. Fant
Arbitrator(s): Barry Goldman, Jeffrey W. Jacobs, Alain Frecon
Hearing Site: Minneapolis, MN
|  | $0 |
| 13-00914 | 11/06/2014 | Claimant(s): Greene Holcomb & Fisher LLC
Claimant Lawyers(s): Beverly J Aho
Respondent(s): ATM Network.,
Respondent Lawyers(s): Bryan R. Battina
Arbitrator(s): Douglas G. Plank, Kathryn J. Hoy, Alain Frecon
Hearing Site: Minneapolis, MN
| | |
| 12-04043 | 06/13/2014 | Claimant(s): Carol Eckerman, Ronald Eckerman, Carol J. Eckerman Trust
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Patricia Monat, Monat Financial Services, Monat Wealth Management, SII Investments.
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Evonne A. Hurst, Bruce Brown, Alain Frecon
Hearing Site: Des Moines, IA
| | Expungement |
| 12-00014 | 10/05/2012 | Claimant(s): Derek Cherne, Randall Green
Claimant Lawyers(s): Tracey Salmon-Smith
Respondent(s): David Domaas, John Smith, Brook West Profit Sharing Plan
Respondent Lawyers(s): Brook West Profit Sharing Plan, David Domaas, John Smith
Arbitrator(s): Lawrence J. Welte, Andrew R. Dick, Alain Frecon
Hearing Site: Minneapolis, MN
| | Expungement |
