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FINRA Awards for Harold Sheehan

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0209501/12/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): James L. Komie
Respondent(s): Harold Sheehan
Respondent Lawyers(s): Harold A. Sheehan
Arbitrator(s): Beth Rackley Hesselson
Hearing Site: Cleveland, OH

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