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FINRA Awards for Mark J. McCarthy

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0186008/01/2024Claimant(s): Gail Jabes, Joseph Jabes
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David L. Goldberg
Arbitrator(s): Lee Milich, Mark J. McCarthy, Jan Duda Krafczek
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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