| 08-04790 | 09/15/2009 | Claimant(s): Charles E. Solak 401K Profit Sharing Pla
Claimant Lawyers(s): Charles E. Solak
Respondent(s): Jeffrey Parr, John Shaw, Thomas Weisel Partners LLC
Respondent Lawyers(s): Gilbert R. Serota
Arbitrator(s): Charles Hoffman, Robert J. Saex, Michael S. Kozlow
Hearing Site: Ft. Lauderdale, FL
|  | $0 |
| 07-03387 | 12/24/2008 | Claimant(s): Marilyn Bloch
Claimant Lawyers(s): Marilyn Bloch
Respondent(s): LPL fka Linsco/Private Ledger Corp., Teresa DiLorenzoL Financial Services ( part of LPL)
Respondent Lawyers(s): Amanda C. Hawley, Kathy M. Klock
Arbitrator(s): Charles Hoffman, Herbert Schwartz, Richard J. Kaplan
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 05-04218 | 06/13/2008 | Claimant(s): Citicorp Financial Services.
Claimant Lawyers(s): Gideon Mark
Respondent(s): Ignacio Altuve, Rodrigo Vila
Respondent Lawyers(s): Jason Coupal
Arbitrator(s): Gary W. Pollack, Heather D. Fitzenhagen, Charles Hoffman
Hearing Site: San Juan, PR
| | |
| 04-04358 | 12/03/2007 | Claimant(s): Ameena Ali
Claimant Lawyers(s): Timothy A. Canning
Respondent(s): Robert Henderson, William Stenlund, Acument Securities.
Respondent Lawyers(s): Marc S. Dobin, Robert Henderson
Arbitrator(s): Melanie S. Cherdack, Jennifer Gwyn Klein, Charles Hoffman
Hearing Site: Boca Raton, FL
| | |
