| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
|  | $29,822 |
| 09-01958 | 11/09/2010 | Claimant(s): Paul Harden
Claimant Lawyers(s): Jason D. May
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Thomas E. Deer
Arbitrator(s): Fred J. Naffziger, Tim V. Young, Jennifer M. Haas
Hearing Site: Indianapolis, IN
| | |
| 09-03944 | 03/22/2010 | Claimant(s): Jeffrey Kraemer, Linda Kraemer
Claimant Lawyers(s): Jeffrey Kraemer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
| | $59,251 |
| 06-03396 | 11/01/2007 | Claimant(s): Wells Fargo Investments
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Carlisle Kelson
Respondent Lawyers(s): John C. Hamilton
Arbitrator(s): G. Donald Steel, Michael F. Fetsch, Tim V. Young
Hearing Site: Indianapolis, IN
| | |
| 06-04228 | 10/29/2007 | Claimant(s): Patricia Cavaness, Patricia Cavaness IRA
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel S. Bookout
Arbitrator(s): Lawrence W. Arness, Tim V. Young, Daniel P. Urban
Hearing Site: Indianapolis, IN
| | $894,320 |
| 05-06260 | 08/02/2007 | Claimant(s): Lorraine Caveness
Claimant Lawyers(s): Philip D. Sever
Respondent(s): Daniel Bookout
Respondent Lawyers(s): Daniel Scott Bookout
Arbitrator(s): Lawrence W. Arness, Tim V. Young, David William Russell
Hearing Site: Indianapolis, IN
| | $298,659 |
