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FINRA Awards for Daniel L. Schwartz

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0428302/25/2014Claimant(s): Benjamin Ramsey
Claimant Lawyers(s): Leonard Benowich
Respondent(s): Laurence Allen, ACP Investment Group, Nyppex
Respondent Lawyers(s): Daniel L. Schwartz
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY

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