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FINRA Awards for Philip I. McConnell

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Displaying 11-14 out of 14 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0494304/14/2011Claimant(s): David Marconi
Claimant Lawyers(s): Michael Floreani
Respondent(s): Peter Amato
Respondent Lawyers(s): Peter Gaetano Amato
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$467,995
10-0493902/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Alexander
Respondent Lawyers(s): Michael Allen Alexander
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
10-0125711/11/2010Claimant(s): R. Walters, R. Corey Walters Investments
Claimant Lawyers(s): R. Corey Walters
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Tomas F. Kopshever
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0
09-0597303/31/2010Claimant(s): David G. Steakley and Paula B. Steakley
Claimant Lawyers(s): David G. Steakley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Robert Matthews
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
Checkmark Icon$0

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