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FINRA Awards for Katherine Larsen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0240606/29/2012Claimant(s): David Schanin, Susan Schanin
Claimant Lawyers(s): Stuart Pack
Respondent(s): Katherine Larsen, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Ronald D. Smith
Arbitrator(s): Federico C. Alvarez, Kenneth Harry Combs, Baldwin Ranson
Hearing Site: Denver, CO
Checkmark IconExpungement

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