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FINRA Awards for Michael Naccarato

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Displaying 91-93 out of 93 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0296712/22/2008Claimant(s): Albert Sims and Mindy Sims
Claimant Lawyers(s): Albert Sims
Respondent(s): Nancy Baker, A.G. Edwards & Sons.
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Lisa M. Mezzetti
Hearing Site: Washington, DC
Checkmark Icon$0
07-0308404/17/2008Claimant(s): Lee Tower
Claimant Lawyers(s): Lee W Tower
Respondent(s): Aldo Lozano, Wachovia Securities, David Altshuler, Mark Panfil
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
Checkmark Icon$213
07-0108102/04/2008Claimant(s): A.G. Edwards & Sons.
Claimant Lawyers(s): Michael Naccarato
Respondent(s): Heidi Rosenberg
Respondent Lawyers(s): Peter C. Riley
Arbitrator(s): Harold M. Golz, Bruce J. Nerland, Daniel Baruch Lidawer
Hearing Site: Des Moines, IA

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