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FINRA Awards for Frances Menzer

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Displaying 61-62 out of 62 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0321405/06/2019Claimant(s): Peter Shusterman
Claimant Lawyers(s): Frances Menzer
Respondent(s): Sagepoint Financial.
Respondent Lawyers(s): Bradley Fishman
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
18-0321304/23/2019Claimant(s): Nisha Varma
Claimant Lawyers(s): Frances Menzer
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA

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