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FINRA Awards for Raymond James & Associates.

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
13-0252701/29/2015Claimant(s): Arthur Caporale
Claimant Lawyers(s): Nancy L. Cavey
Respondent(s): Raymond James & Associates.
Respondent Lawyers(s): Tammie L. Rattray
Arbitrator(s): Maurice M. Feller, Pamela S. Townsend, Alfred Brunette
Hearing Site: Tampa, FL
08-0166806/25/2009Claimant(s): Walter Woodrick
Claimant Lawyers(s): Paul M. Thomas
Respondent(s): Joe King, Raymond James & Associates.
Respondent Lawyers(s): Frederick S. Schrils, Robert Rudnicki
Arbitrator(s):
Hearing Site: New Orleans, LA

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