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FINRA Awards for David Harrison

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Displaying 31-33 out of 33 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0579910/13/2010Claimant(s): Ilyse Klavir
Claimant Lawyers(s): David Harrison
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Eric J. Glassman
Arbitrator(s): John E. Ohashi, Catherine M. O'Brien, Susan B. Gans-Smith
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0087701/13/2010Claimant(s): Frank Lopez, Frank R. Lopez Living Trust
Claimant Lawyers(s): David Harrison
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): G. Thomas Fleming
Arbitrator(s): Robert C. Albini
Hearing Site: Los Angeles, CA
Checkmark Icon$0
09-0030006/26/2009Claimant(s): David Cutler
Claimant Lawyers(s): David Harrison
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Evelyn A. Christensen
Arbitrator(s): Paul Greenberg
Hearing Site: Washington, DC
Checkmark Icon$11,400

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