FINRA Awards for New York, NY

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Displaying 1,331-1,333 out of 1,333 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
06-02864	08/15/2007	Claimant(s): Sheldon Spitz, Sheldon and Olivia Spitz, Spitz Family Partnership Claimant Lawyers(s): Seth Muraskin Respondent(s): Jeffrey Harriton, TimeCapital Securities Corporation Respondent Lawyers(s): Charles M. O'Rourke Arbitrator(s): Eric P. Nachman, Rory M. McLaughlin, Philip S. Wellman Hearing Site: New York, NY		$0
04-04516	08/13/2007	Claimant(s): Andrew Warshaw, Florence Rosenwein, George Whalen, Lorraine Whalen, Louis Rosenwein, Meredith Rosenwein, Sari Rosenwein, M. Rosenwein cust. Robert Rosenwein, Sari R. Rosenwein Cust Sydney Warshaw, Sari Rosenwein Cust. for Seth Warshaw, G. Whalen FBO Meredith Rosenwein, Lorraine Reich Whalen Trust, M. Rosenwein FBO M. Rosenwein, et al., M. Rosenwein TTEE FBO Jordan Rosenwein, M. Rosenwein TTEE FBO Robert Rosenwein Claimant Lawyers(s): Mark M. Rottenberg Respondent(s): Morgan Stanley DW Inc. Respondent Lawyers(s): James Lico Arbitrator(s): Louis H. Miron, Mary L. Merkle, Joel P. Mellis Hearing Site: New York, NY		$0
05-06076	08/10/2007	Claimant(s): Saralyn Ingram Claimant Lawyers(s): Robert Grant Respondent(s): Ameriprise Financial Services., Kenneth DiCairano Respondent Lawyers(s): Michael Zaretsky Arbitrator(s): Martin H. Zern, Mary Ellen Burns, Eric Howard Kunis Hearing Site: New York, NY		$0