| 11-02075 | 10/09/2012 | Claimant(s): Leprino Foods Company
Claimant Lawyers(s): Michael G. Martin
Respondent(s): BNY Mellon Capital Markets
Respondent Lawyers(s): Todd E. Gordinier
Arbitrator(s): Samuel E. Wing, Melissa Dawn Hubbard, Robert M. Fusfeld
Hearing Site: Denver, CO
|  | $0 |
| 10-03431 | 11/17/2011 | Claimant(s): Cara Pessel, Eric Pessel, Jason Pessel, David Pessel IRA, David Pessel Roth IRA, Eric Pessel IRA, Jason Pessel IRA, Jason Pessel Roth IRA, Rhona Pessel IRA, Rhona Pessel Roth IRA, Eric Pessel Trust Account, Sylvia Stiftel Trust
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Jamie L. Berger
Arbitrator(s): Charles G. Michaels, Thomas L. Dueber, Melissa Dawn Hubbard
Hearing Site: Denver, CO
| | $41,855 |
| 07-03366 | 03/03/2009 | Claimant(s): Leslie Buttorff, J & N Realty Company
Claimant Lawyers(s): Susan G. Pray
Respondent(s): Anthony Russo, RBC Dain Rauscher.
Respondent Lawyers(s): Anthony C. Russo, William D. Nelson
Arbitrator(s): Arthur E. Otten, John A. Criswell, Melissa Dawn Hubbard
Hearing Site: Denver, CO
| | $348,750 |
