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FINRA Awards for Melissa J. Gworek

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0307212/06/2022Claimant(s): Kanwaljit (Ken) Bakshi
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Leslie L. Cooney, Edward R. Niederriter, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
20-0132311/09/2021Claimant(s): Carl Amon
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Jeffrey M. Allen, Jon Richard Catten, Leon Werner Crockett
Hearing Site: Salt Lake City, UT
Checkmark Icon$0
19-0372607/16/2021Claimant(s): Cynthia Lambert
Claimant Lawyers(s): Cynthia Lambert
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): Martin Samuel Altimore, Brian James Tagtmeier, Bartlett Michael Sheinberg
Hearing Site: Houston, TX
Checkmark Icon$0

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