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FINRA Awards for Stephen M. Acerra

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0162510/17/2023Claimant(s): Prakash Shukla
Claimant Lawyers(s): Michael J. Sullivan
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jason A. Kempf
Arbitrator(s): Stephen M. Acerra, Denise L. Presley, Jeremy M. Bloomenthal
Hearing Site: Boston, MA
Checkmark IconExpungement

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