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FINRA Awards for Tom Barnett

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0416706/19/2014Claimant(s): Bruce Wasserman, Bruce D. Wasserman OMD., Bruce D. Wasserman IRA
Claimant Lawyers(s): Laurie J. Butler
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom Barnett
Arbitrator(s): Robert C. Albini, Terry Lynn Chambless, Carole Helfert Aragon
Hearing Site: Los Angeles, CA
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