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FINRA Awards for David H. Charlip

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0317010/31/2013Claimant(s): Itay Avi-Tal
Claimant Lawyers(s): David H. Charlip
Respondent(s): Harvey Stein, Capital Conclusions Corporation
Respondent Lawyers(s): Craig R. Glasser
Arbitrator(s): Will Murphy
Hearing Site: Miami, FL
Checkmark Icon$0
11-0316609/25/2012Claimant(s): Bernard Kaszovitz, Floradahl Sacks Trust
Claimant Lawyers(s): David H. Charlip, Stephen David Murakami
Respondent(s): Sean Clancy, Janney Montgomery Scott LLC
Respondent Lawyers(s): Alex J. Sabo
Arbitrator(s): Seth L. Finkel, John H. Claudy, Thomas Roy Spencer
Hearing Site: Miami, FL
Checkmark IconExpungement

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