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FINRA Awards for Maxwell Charles Livingston

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0312611/18/2021Claimant(s): James Freund, IRA
Claimant Lawyers(s): Michael Hill
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Leonard Arthur Nelson, Sally J. Wiggins, Maxwell Charles Livingston
Hearing Site: Milwaukee, WI
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