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FINRA Awards for James E Rice

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0199011/11/2010Claimant(s): James E. Rice and Trudy C. Rice
Claimant Lawyers(s): James E Rice
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Thomas W. Steed
Hearing Site: Columbia, SC
Checkmark Icon$6,655

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