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FINRA Awards for Carillon Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
02-0582808/18/2008Claimant(s): Larry Thompson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Kevin Grunawalt, Carillon Investments.
Respondent Lawyers(s): David A. Baugh, Gary M. Saretsky
Arbitrator(s): Patrick R. Sughroue, Joseph H. Mizzi, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconStipulated Award and Expungement

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