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FINRA Awards for Roger D. Mellem

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0254807/16/2019Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Gilbert Serota
Respondent(s): Ki Ham
Respondent Lawyers(s): Roger D. Mellem
Arbitrator(s): Joseph C. Roberts, Katherine Hendricks, William P. Bergsten
Hearing Site: Seattle, WA
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