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FINRA Awards for Kirk Baerwaldt and Maxine Baerwaldt

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0049810/03/2012Claimant(s): Kirk Baerwaldt and Maxine Baerwaldt
Claimant Lawyers(s): Kirk Baerwaldt
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Las Vegas, NV
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