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FINRA Awards for Steven D. Toskes

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Displaying 51-52 out of 52 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0110502/19/2008Claimant(s): Karen Schwartz
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): Rodney Acker
Arbitrator(s): Judith A. Gust, Evelyn R. Wiggins, Zachary Scott Rigdon
Hearing Site: San Diego, CA
Checkmark Icon$0
07-0046610/12/2007Claimant(s): Michael Airhart and Amy Airhart
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Jake Carriker, Riverstone Wealth Management.
Respondent Lawyers(s): John Courtade
Arbitrator(s): Steve R. Neuman, Kathy R. Holler, Robert P. Houston
Hearing Site: Houston, TX
Checkmark Icon$0

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