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FINRA Awards for David S. Paul

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0290804/21/2011Claimant(s): Advanced Delivery & Chemical Systems Hol
Claimant Lawyers(s): Joseph J. Sullivan
Respondent(s): Deutsche Bank Securities.
Respondent Lawyers(s): William D. Briendel
Arbitrator(s): George Sommerfeld, David S. Paul, Herbert N. Fishman
Hearing Site: New York, NY
Checkmark Icon$0
10-0335601/20/2011Claimant(s): Anna Quindlen, Gerald Krovatin
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): David S. Paul
Hearing Site: New York, NY
Checkmark Icon$163

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