Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 09-03292 | 11/17/2010 | Claimant(s): The RainMaker Financial Co. Pension Plan Claimant Lawyers(s): Joseph Forman Respondent(s): Wells Fargo Investments Respondent Lawyers(s): G Thomas Fleming Arbitrator(s): Robert A. Lombardi, Salvatore A. Sciortino, W. Alex King Hearing Site: Los Angeles, CA |  | Stipulated Award and Expungement |
| 09-02748 | 08/23/2010 | Claimant(s): James Boyer Claimant Lawyers(s): Rew R. Goodenow Respondent(s): Wachovia Securities, Eric Smith Respondent Lawyers(s): G Thomas Fleming Arbitrator(s): Paul D. Gutierrez, Mark Aaron Jones, Patrick Owen King Hearing Site: Reno, NV | | $25,000 |