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FINRA Awards for James W. Kerr

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0127211/11/2009Claimant(s): Billy House, Curley Bernard, David Gallien, George Terry, Gordie Greening, Gregory Bonnett, Judy Casey, Linda Corley, Michael Gilcrease, Roger House
Claimant Lawyers(s): Lee Bowie
Respondent(s): ENTERED IN ERROR, Gregory Hildebrand, Peter Dahlstrom, Intersecurities.
Respondent Lawyers(s): Burton W. Wiand, Katherine C. Donlon, Lee Bowie
Arbitrator(s): Nicole T. LeBoeuf, James W. Kerr, Larry N. Quinn
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12206
08-0475408/10/2009Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Allan N. Taffet
Respondent(s): Investment Hunter
Respondent Lawyers(s): Richard A. Lewins
Arbitrator(s): Robert L. Yeager, Charles T. Dix, James W. Kerr
Hearing Site: Dallas, TX
Checkmark Icon$0

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