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FINRA Awards for C.V.

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0184208/28/2013Claimant(s): International Alliance, C.V.
Claimant Lawyers(s): Jeffrey B. Kaplan
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Joseph Serino
Arbitrator(s): James M. Scutti, Jeffrey R. Roth, Lawrence Goldberg
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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