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FINRA Awards for Roland M. Cavalier

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0578505/17/2011Claimant(s): Charles Stokes, Mary Stokes
Claimant Lawyers(s): Timothy J. Dennin
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): George J. Marshall, Roland M. Cavalier, Cheryl H. Agris
Hearing Site: Albany, NY
Checkmark IconExpungement

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