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FINRA Awards for Rafael Lugo

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0246412/05/2016Claimant(s): Mercedes Imbert de Jesus, Rafael Vizcarrondo
Claimant Lawyers(s): Rafael Lugo, Timothy J. Dennin
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Wesley Holston
Arbitrator(s): John D. Mattingly, Frances Johnson Wright, Susan Meek
Hearing Site: San Juan, PR
Checkmark Icon$18,577,400

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