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FINRA Awards for Leslie Stein

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0346911/07/2013Claimant(s): Leslie Stein
Claimant Lawyers(s): Patrick Gaffney
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
Checkmark Icon$600

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