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FINRA Awards for Jr. Marital Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0073404/18/2019Claimant(s): Gerald M. Butler, Jr. Family Trust, Jr. Marital Trust
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): National Securities Corporation, National Asset Management
Respondent Lawyers(s): Fred N. Knopf
Arbitrator(s): Marc Kalish, Kevin Edward Anthony, John P. Kelly
Hearing Site: Salt Lake City, UT
Checkmark Icon$1,145,240

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