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FINRA Awards for John O. Murphy

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0487208/09/2010Claimant(s): Harold Cannell
Claimant Lawyers(s): Harold Cannell
Respondent(s): Blake Pollock, David Kuhna, UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Timothy J. Currier
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0253705/11/2010Claimant(s): Phillip Wells
Claimant Lawyers(s): Phillip A. Wells
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Stuart D. Summers
Hearing Site: Louisville, KY
Checkmark Icon$1,956
09-0394403/22/2010Claimant(s): Jeffrey Kraemer, Linda Kraemer
Claimant Lawyers(s): Jeffrey Kraemer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John O. Murphy
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
Checkmark Icon$59,251

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