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FINRA Awards for Financial Network Investment C

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0048907/19/2012Claimant(s): Shirley Baer
Claimant Lawyers(s): Barry R. Lax
Respondent(s): Hemant Singh, Financial Network Investment C
Respondent Lawyers(s): Barry R. Temkin, Matthew Tracy
Arbitrator(s): David Finnegan, Robert G. O'Brien, Peter C. Salerno
Hearing Site: New York, NY
Checkmark IconExpungement

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