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FINRA Awards for John Herpers

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0057812/13/2017Claimant(s): Kelley Keys Best
Claimant Lawyers(s): Kelley Keys Best
Respondent(s): John Herpers, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Megan Roberts
Arbitrator(s): Gregory G. Gocek, Thomas L. Dueber, Margaret Ann Barrington
Hearing Site: Denver, CO
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